DTG Compliance Services guides our clients through CFTC Regulations, NFA Rules and the uncharted waters of Dodd Frank. We help create a rigorous, on-going compliance program while our clients continue with revenue generating activities thus allowing them to focus on performance and brand imaging.
DTG OFFERS VALUE TO OUR CLIENTS
- Over 35 years of experience, managing proprietary trading portfolios, sales and brokerage services, and working at the NFA as staff auditors and trade analysts.
- Understanding the logistics from Front Office to Back Office activities and the recordkeeping audit trail required by CFTC and NFA regulations.
- Knowledge of Interbank and Listed Futures Market Products, the strategies applied and the participants who trade them.